FINRA Arbitrator Duane Sevillian
October 15, 2010 Leave a comment
Congratulations to Arbitrator and Mediator Duane Sevillian on becoming a FINRA Arbitrator!
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA oversees over 4,000 brokerage firms and over a half-million registered securities representatives. In their oversight, FINRA also facilitates mediation and arbitration of securities-related disputes. One Mediation’s panelist, Duane Sevillian, arbitrates securities matters through FINRA and One Mediation.
Find out more on Duane Sevillian by clicking here.